Committee of IPO and Mergers and Acquisitions (Initial Public Offerings and Mergers and Acquisitions)
Dr. SUNG Tak Wing, Leo
Executive Director and Compliance Officer
Sanbase Corporation Limited ( HK Stock Code #8501 )
Dr. Leo Sung is currently an Executive Director and Compliance Officer of Sanbase Corporation Limited (“SCL”). SCL is an interior fit-out solutions provider focusing on providing services to the clients whose offices are predominately situated in Gard A office in Hong and PRC respectively.
Dr. Sung is a Fellow of Institute of Public Accountants, Australia and Institute of Financial Accountants, UK, an Associate of International Accountants, UK, a member of Certified Management Account, Australia and International Affiliate of The Hong Kong Institute of Certified Public Accountants.
Mr. Kaiser Chan
Group Chairman and Executive President
CNI Securities Group
In 2007, Kaiser S.H. Chan joined and helped setting up in Hong Kong the CNI Securities Group, a member of China Northern Investment Group in Beijing. He was elected Executive President of CNI Securities Group since 2009 and Chairman since 2018. A 28-year financial veteran, Mr. Chan had led the Group to become one of the prominent securities houses and major investment banking outfit in the Hong Kong financial market. CNI had been within the first three IPO/Corporate financing and underwriters among all Chinese related securities brokers since 2015. On 17th November 2015, CNI Securities Group was presented by HKEx Chairman C.K. Zhou the Winner Award of 1st Anniversary Trading Competition of Shanghai-Hong Kong Stock Connect.
Mr. Kelvin Choi
Senior Manager, Compliance
Mr. Kelvin Choi currently works for Guotai Junan International Holdings Limited responsible for Wealth Management and Asset Management compliance matters. He accumulated 6 years working experience from BOCI International Holdings Limited and Securities and Futures Commission, focusing on private banking, asset management and investment bank compliance.
Mr. Stephen Chung
International Financial Holding Group - Managing Director
• A venture fund company, the investment is mainly on those potential projects lacking in development fund.
Well Gainer Ltd. – Managing Director
• Pre-IPo investment, currently the substantial shareholder of a listed company, stock code #8133. This company also provides the professional IPo advice to its partners and subsidiaries.
Ms. Carmen HO
Carmen started her career in finance and accounting industry in Canada. She has over 15 years of experience in the industry. She is currently a Financial Controller. Prior, she is a banking professional with Corporate & Investment Banking Group of DBS Bank and UBS and has years of experience in accounting, corporate financing, merge & acquisition, IPO, specializing in media, technology and telecom sectors.